Christopher Cox

Results: 488



#Item
81Law / Management / Private law / Shareholder resolution / SEC filings / Proxy statement / Socially responsible investing / Board of directors / Christopher Cox / Business / Corporate governance / Corporations law

Microsoft Word - 100107_SEC_RULE 14A-8.DOC

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Source URL: www.sec.gov

Language: English - Date: 2007-10-03 11:40:32
82Business / Investment / Shareholder resolution / Corporate governance / CalPERS / Schedule 13G / Christopher Cox / Institutional investor / Form 10-K / SEC filings / Financial economics / Proxy statement

Microsoft Word - September 18, 2007 comment letter on file no. S7[removed]_Final_.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-26 11:18:58
83Economy of the United States / Federal Reserve System / Bank holding company / U.S. Securities and Exchange Commission / Securities Exchange Act / Banking in the United States / Christopher Cox / Net capital rule / Primary dealer / Federal Reserve / Financial regulation / Government

Microsoft Word - ~[removed]doc

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Source URL: www.federalreserve.gov

Language: English - Date: 2013-08-02 21:44:22
84Stock market / Finance / Financial regulation / Short selling / Market liquidity / Order / Short / Christopher Cox / Financial markets / Financial economics / Investment

January 27, 2014 Honorable Mary Jo White, Chair Joseph Dear, Chairman Investor Advisory Committee United States Securities and Exchange Commission 100 F Street

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Source URL: www.sec.gov.

Language: English - Date: 2014-01-28 10:58:52
85Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Depository Trust & Clearing Corporation / SEC filing / Christopher Cox / United States securities law / Finance / Financial system

[removed]Federal Register / Vol. 79, No[removed]Friday, August 22, [removed]Notices Rules. On March 10, 2014, DTC Filed Amendment No. 2 to the Proposed

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Source URL: docs.regulations.justia.com

Language: English - Date: 2014-08-22 05:30:41
86Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Depository Trust & Clearing Corporation / SEC filing / Christopher Cox / United States securities law / Finance / Financial system

[removed]Federal Register / Vol. 79, No[removed]Friday, August 22, [removed]Notices Rules. On March 10, 2014, DTC Filed Amendment No. 2 to the Proposed

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Source URL: docs.regulations.justia.com

Language: English - Date: 2014-08-22 05:30:41
87Internet privacy / Government / Law / Ethics / Christopher Cox / Investor Protection and Securities Reform Act / Freedom of Information Act / Freedom of information legislation / U.S. Securities and Exchange Commission

#..SEC-23 System name: Staff Time and Activity Tracking System (STATS)--SEC. System location: Securities and Exchange Commission, Office of the Executive Director, Securities and Exchange Commission, 450 Fifth Street NW,

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 13:20:22
88Security / Self-regulatory organization / Securities regulation in the United States / Securities and Exchange Commission / Financial system / Government / Financial economics / United States corporate law / Christopher Cox / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission

SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549.

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Source URL: www.sec.gov.

Language: English - Date: 2009-10-02 15:22:00
89Business / Private law / Shareholder resolution / Law / Proxy voting / Board of directors / Christopher Cox / Corporate governance / Corporations law / Management

Microsoft Word - SEC Letter[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-06-18 14:02:20
90Equity / Fiduciary / Rulemaking / U.S. Securities and Exchange Commission / Investment Advisor / Security / Investor Protection and Securities Reform Act / Christopher Cox / Law / Finance / Common law

July 16, 2013 Oppose H.R. 2374: Allow Regulators to Protect Vulnerable Workers and Investors from Predatory Financial Services Providers Dear Representative: I am writing on behalf of the Consumer Federation of America

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Source URL: www.consumerfed.org

Language: English - Date: 2013-07-16 13:04:38
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